ROSENTHAL RECRUITING places legal and financial services candidates.

Stuart RosenthalStuart Rosenthal, Managing Director of Rosenthal Recruiting, has a financial services career that spans more than two decades. As a regulator, he served as a Compliance Examiner with the National Association of Securities Dealers (NASD), now FINRA (Financial Industry Regulatory Authority). Rosenthal’s industry employment has included Merrill Lynch and Smith Barney. At Jefferies & Company, Inc., Rosenthal worked in the Compliance and Risk Management Department for 10 years, where he helped to implement and later monitor the Global Analyst Research Settlement. Subsequently, Rosenthal became a Compliance Officer for Soleil Securities Corporation, where he supervised broker-dealer research, sales and trading services offered to Institutional Investors such as hedge funds and mutual funds.

With more than 20 years of financial services experience, Rosenthal is well known in the Wall Street community, bringing knowledge of market fundamentals, regulation, negotiation skills and, above all, integrity to the relationships he has developed with his clients and candidates.

Placements and clients include (see below for details): NYSE-listed corporations, investment banks, hedge funds, AmLaw 100, 200 and boutique law firms, global-to-start-up broker-dealers, registered investment advisors and nationally recognized statistical rating organizations (aka ratings agencies).

Successful placements in 2012 - 2016 included:

Consulting projects and project placements in the history of Rosenthal​ Recruiting include:​

Successful placements in 2011 include:

Successful placements in 2008, 2009 and 2010 include:


Stuart Rosenthal
(973) 826-0537

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